Please join us for a one-hour webinar that will explore evolving enforcement and examination trends affecting private fund managers. Compliance is growing more complex as the SEC continues to bring its proprietary data analytics to bear on its massive trove of market data and renews its focus on disclosures of fees and expenses and conflicts of interest in the asset management industry.
Our team of investment management lawyers will discuss SEC enforcement and examination priorities for 2018 and also take a look back at some of the high-impact enforcement actions and developments from 2017.
Contact Bernice Kyereme.
CLE credit: CLE credit in CA, IL, NY, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval via reciprocity.